Thomas C. Bradley’s Business Law Blog

Reno, NV Attorney serving Nevada & California

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September 04, 2012

The sales of Moody National Dunwoody Fairfield Inn Suites TIC-TIC, PAT, LLC have been the subject of another recent case involving a lack of due diligence on the part of stockbrokers.  This has led many investors to suffer sizeable financial losses for the following reasons: they feel that they...

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August 31, 2012

lInvestment fraud can occur anytime and anywhere, and it is necessary for investors to realize this fact in order to protect themselves to the best of their abilities.  For example, one may not expect this type of financial issue to have a place in the sports world, but the following case proves...

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August 26, 2012

Thomas C. Bradley, a Securities and Stock Fraud Lawyer in Reno, Nevada, is currently investigating claims involving Insight Real Estate 2007 Debentures.

It appears that Investors Capital Corporation sold Insight Real Estate 2007 Debentures under the...

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August 26, 2012

The Highland Floating Rate Advantage Fund, the Highland Floating Rate Opportunities Fund, and the Highland Floating Rate Fund have been responsible for many recent losses among investors. These losses occurred primarily within the portfolios of conservative investors, many of whom were not...

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August 19, 2012

One way that stockbrokers can take advantage of their clients is by trading excessively within a client’s account to generate higher commission for themselves.  This improper activity is often referred to as “churning,” and took place within a case that was settled last month.

The case...

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August 19, 2012

Major allegations have been made in the last couple weeks against the Sarris Financial Group, accusing the Philadelphia-based company of being directly involved with a large-scale Ponzi scheme that inappropriately handled as much as $30 million of its investors’ money.

The U.S. Securities...

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August 05, 2012

Securities and Stock Fraud Attorney Thomas C. Bradley is currently investigating a case involving UBS, a major brokerage firm, and the sales of SinoTech Energy Limited stocks, which are traded under the symbol CTE.

In November 2010, Swiss banking affiliates UBS AG and UBS Securities LLC...

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July 31, 2012

Always knowing what you are getting into with an investment can be challenging—even extensive experience and a savvy approach to the investment world does not guarantee that you won’t be misled, making a bad decision based on the errant guidance of others.  James Zeigon is an example of such an...

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July 16, 2012

As a result of DISH Network Corporation’s recent acquisition of most of Blockbuster’s assets, FINRA has issued an alert to investors in an effort to clear up some confusion regarding the decision of whether or not to invest in companies that have declared bankruptcy. This alert was made in...

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May 15, 2011

A) Introduction

We rely on financial experts for advice on how to invest our savings. We trust those experts to provide honest and complete information about the underlying investments. Unfortunately, sometimes our trust is misplaced and so called financial experts, such...

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